Enterprise RIC Compliance Platform

Transform Your RIC Tax Compliance

Purpose-built platform for Regulated Investment Companies. Automate qualification testing, optimize distributions, and maintain SEC-compliant audit trails—all in one modern interface.

9,000+
Registered Investment Companies
$27T
Assets Under Management
90% Income Test
Passing - 95.2% qualifying income
Diversification Test
Passing - 56% diversified assets
Distribution Requirement
Passing - $1.75M distributed

The RIC Compliance Challenge

Meeting IRC Section 851 qualification requirements demands sophisticated technology and deep tax expertise. Traditional spreadsheet-based approaches create compliance risk, operational inefficiency, and missed optimization opportunities.

Compliance Risk

Manual calculations increase error rates. Missing a qualification test can result in loss of RIC status and double taxation.

Operational Inefficiency

Disconnected systems force tax professionals to reconcile data across multiple platforms, wasting valuable time.

Missed Optimization

Limited visibility into excise tax exposure and distribution planning means funds pay more tax than necessary.

Purpose-Built for RIC Compliance

Every feature designed specifically for IRC Sections 851, 852, and 4982 compliance

RIC Qualification Testing

Automated 90% income test, diversification test, and distribution requirement monitoring with real-time alerts.

  • Automatic income classification
  • Portfolio concentration analysis
  • Distribution adequacy tracking

Advanced Tax Calculations

Sophisticated calculations including loss carryforwards, post-October deferrals, and foreign tax credits.

  • 8-year loss carryforward tracking
  • Section 852(b)(7) & (8) deferrals
  • Per-country foreign tax tracking

Excise Tax Optimization

Section 4982 compliance with quarterly spillover tracking and distribution planning.

  • 98%/98.2% requirement tracking
  • Multi-year spillover optimization
  • Tax trade-off analysis

Shareholder Reporting

Automated Form 1099-DIV generation with complete tax characterization and IRS e-filing support.

  • All 13 Form 1099-DIV boxes
  • Per-share allocation calculations
  • IRS FIRE system integration

Audit Trail & Compliance

SEC/PCAOH-compliant documentation with complete source linkage and version control.

  • Source document linkage
  • User action tracking
  • Point-in-time reconstruction

Multi-Tenant Architecture

White-label platform for fund administrators serving multiple client organizations.

  • Complete data isolation
  • Custom branding & domains
  • Role-based access control

Why RICSight?

The only platform combining deep tax expertise with modern technology

10x Faster Compliance

Automate calculations that previously took days. Run complete RIC qualification tests in seconds.

Zero Compliance Risk

Real-time monitoring with automated alerts ensures you never miss a qualification requirement.

Optimize Tax Efficiency

Advanced excise tax modeling and distribution planning minimize total tax burden across your fund complex.

Scale Effortlessly

Multi-tenant architecture enables fund administrators to serve hundreds of clients from a single platform.

Platform Highlights

Calculation Speed<50ms
Uptime SLA99.9%
Data EncryptionAES-256
Audit ComplianceSEC/PCAOH

Flexible Pricing for Every Organization

Choose the licensing model that fits your business

Per-Tenant

Custom

Dedicated environments for each client organization

  • Unlimited users per tenant
  • Unlimited funds per tenant
  • White-label branding
  • Custom domain support
Most Popular

Per-Fund

Custom

Pricing based on total funds across all tenants

  • Flexible user allocation
  • Multiple tenant support
  • Volume discounts
  • Priority support

Enterprise

Custom

Unlimited everything for large organizations

  • Unlimited tenants
  • Unlimited users
  • Unlimited funds
  • Dedicated support team

All plans include platform hosting, security updates, technical support, and quarterly feature releases

Ready to Transform Your RIC Compliance?

Join leading fund administrators and accounting firms using RICSight to streamline compliance and optimize tax efficiency.